Catalonia’s case for independence

A summary of the conclusion of European legal experts on Catalonia’s case for independence:

As   a   result   of   their   research   and reflections,   the   authors   come   to   the  following conclusions and recommendations on the Right to Decide and the Catalan Government’s call for an independence referendum in October the 1st:

1. The   evolution   of   the   negotiating   process   between   the   Catalan   and   Spanish governments since the re-establishment of democracy in 1977 through time has allowed us to   identify   key   moments   of   a   deteriorating   political   relationship   where   the Spanish government has  gradually  renounced  the  accommodation  of  Catalan  territorial  demands. The evolution of this relationship sheds a new light on the tortuous path towards the legally binding referendum on political independence to be held on the 1st October 2017.

2. The upsurge  in territorial  demands  towards  political independencewas  put on the political  agenda  by  organized  Catalan  civil  society  immediately after  the  passing  of  the Constitutional  Tribunal  ruling  in  2010. Additionally,  there  has  been  a  clear  shift  in  popularterritorial  preferences, moving  from  preferences  asking  for  the  maintenance  of  the  current “status quo” to demands of “political independence,” irrespective of people’s age.

3. Catalan popular demand for a referendum on political independence has been largely justified by the democratic “Right  to  Decide”, which has evolved from the more traditional and  long-standing legal framework to the “national right to self-determination”. In other words, demands   for   political   independence   have   been   legitimized   by   a   democratic principle invested in the Catalan people, reinforced by the repeated denial to accommodate Catalonia’s demands by the Spanish government.

4. From   an   international   law   perspective,   it   appears   clearly that   there   is   no international legal prohibition barring a sub-state entity from deciding its political destiny by assessing the will of its people. Both case law and state practice support this conclusion. State  practice  demonstrates  that  numerous  geographically  diverse  sub-state  entities  have expressed  the  will  of  their  people  regarding  independence.  The  practice  occurs  both  with and  without  the  consent  of  the  national  state.  Many  sub-state  entities  have  achieved independence  after  assessing  the  political  will  of  their  people. EU  member  states  have recognized  many  former  sub-state entities that assessed their people’s political will and decided to pursue independence.

5. As  regards European  Law,  in  the  absence of  specific  Treaty provision  on the right  of Self-determination for a European people without a Statein the territory of the EU, EU law does  not  forbid  the  exercise  of  its  Right  to  Decide  for  a  European  people  within  the  EU. There  are  even  numerous  Treaty  provisions  that  indicate  that  if  such  Right  were  to  be exercised,  EU  and  its  member  States  would  react  positively  to  a  new  European  State candidacy  to  join  the  EU.  Recent  and  consistent  practice  clearly  points  that  way.  Further, both  as  a  collectively  exercised  human  right  and  as  a  fundamental  norm  of  international Law, EU recognizes the Right to Decide.

6. As  regard  the  constitutionality  of  the  claim  for  the  Right  to  Decide, it  is  necessaryfrom  an  empirical  viewpoint,  and  fruitful  from  a  normative  one, togive  up  the  quest  for  a supreme  constitutional  interpreter. What  is  crucialin  a  constitutional  state that  is  faithful to the ambitions of constitutionalism isthe ongoing dialogue about, and engagement with, constitutional values and principles. Only this will make the constitution a living document, infused by the competing interpretations of values and principles that, by their very nature, admit various readings and conceptions. The quest for the final word is useless, illusory and possibly lethal from the political viewpoint of a healthy deliberative community.

7. In  that  respect,  the  debate  is  much  more open  than  what  one  might  think  at  first sight   by   examining   too   rapidly   the   basic   features   of   contemporary   constitutionalism, especially as it is illustrated by the Spanish constitutional system. Far from being disruptive of  the  constitutional  project  that was  adopted  in  1978,  the  Catalan  claim  to  the  Right  to Decide  on  its  political  future  precisely  testifies  to  a  genuine  commitment  to  the  ongoing constitutional dialogue that is legitimate in an open society.That is why simply dismissing this claim as “unconstitutional” cannot be an attitude that lives up to the high standard of political morality that is imposed by the ideal of constitutionalism.

8. Democratic  legitimacy  at  Catalan  and  Spanish  levels  may  both  be  legitimate,  even though  the  principle  of  external  preference  limits  the  capacity  of  Spain  to  permanently oppose the democratic choice of Catalonia. However, when conflicting political legitimacies compete,  there  is  a  duty  for  democratic  authorities  to  negotiate.  This  is  confirmed  by  the observation  ofinternational  practice  that  in  almost  all  instances,  the  sub-state  entity  and national state negotiate the contours of the assessment of political will.

9. Further,  in  a  genuine  liberal  democracy,  rule  of  law  may  not  trump  democratic legitimacy, nor the other way around; therefore, in a modern democratic State, rule of law and  democratic  legitimacy  need  to  be  reconciled and  cannot  in  the  long  term  remain opposed.  In  the  context  of  a  vote  of  self-determination,  as  is  the  case,  the  national framework  will  inevitably  be  inappropriate  because  the  existing  democratic  processes  to address the issue did not allow for a solution or a process to emerge. A change of scale thus appears necessary by justifying either locally or internationally(or both)the organization of a  referendum. If  Spanish  national  Authorities  deny  the  right  to  Catalonia  to  negotiate  its Right  to  Decide  within  the  Spanish  political  framework,  then  the  only  path  left  for Catalonia’s Authorities is the call for a self-determination referendum.

10.Thus, whatever the conflicting claims of legitimacy put forward by the political actors, international   practice   and   transconstitutional   jurisprudence   show   that   successful   self-determination  processes  always  rely  at  some  point  on  a  negotiation  procedure.  In  that perspective, the experts recommend the exploration of an earned sovereignty negotiating process  within  the  framework  of  the  EU.  This  would  imply  involvement  by  EU  institutions; we consider it possible in the perspective of a negotiation within the EU, fully implying Spain in seeking for Catalonia a constrained sovereignty solution, as a full member of the EU.

It’s a strong point to say that a democratic State cannot simultaneously declare its legitimacy is based on democracy while attempting to deny democratic self-determination to a secession-minded part of its populace. Post-Brexit, the EU is much more likely to support this political fragmentation on the part of its member-states, since smaller microstates are far less likely to believe they can survive without being subject to the EU.